FATCA related forms

The following FATCA forms and instructions are available:

Individuals

• Form 3520, Annual Return To Report Transactions With Foreign Trusts and Receipt of Certain Foreign Gifts
• Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner
• Form 5471, Information Return of U.S. Persons With Respect To Certain Foreign Corporations PDF
• Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund PDF
• Form 8865, Return of U.S. Persons With Respect to Certain Foreign Partnerships
• Form 8938, Statement of Specified Foreign Financial Assets

Financial institutions

Registration

Reporting

• Form 8508-I, Request for Waiver From Filing Information Returns Electronically PDF
• Form 8809-I, Application for Extension of Time to File FATCA Form 8966
• Form 8966, FATCA Report
• Form 8966-C, Cover Sheet for Form 8966 Paper Submissions PDF
• Form 1099-B, Proceeds from Broker and Barter Exchange Transactions
• Form 1099-DIV, Dividends and Distributions
• Form 1099-INT, Interest Income
• Form 1099-MISC, Miscellaneous Income
• Form 1099-OID, Original Issue Discount
• Form 1099-R, Distributions From Pensions, Annuities, Retirement or Profit-Sharing Plans, IRAs, Insurance Contracts, etc
• General Instructions for Certain Information Returns (Forms 1097, 1098, 1099, 3921, 3922, 5498, and W-2G)
• Publication 1179, General Rules and Specifications for Substitute Forms 1096, 1098, 1099, 5498, and Certain Other Information Returns

Accountholders

• Form W-8 BEN, Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding
• Form W-8 BEN-E, Certificate of Status of Beneficial Owner for United States Tax Withholding and Reporting (Entities)
• Form W-8 ECI, Certificate of Foreign Person's Claim That Income Is Effectively Connected With the Conduct of a Trade or Business in the United States
• Form W-8 EXP, Certificate of Foreign Government or Other Foreign Organization for United States Tax Withholding
• Form W-8 IMY, Certificate of Foreign Intermediary, Foreign Flow-Through Entity, or Certain U.S. Branches for United States Tax Withholding
• Instructions for the Requester of Forms W–8 BEN, W–8 BEN–E, W–8 ECI, W–8 EXP, and W–8 IMY
• Form W-9, Request for Taxpayer Identification Number (TIN) and Certification

Withholding agents

• Form 1042, Annual Withholding Tax Return for U.S. Source Income of Foreign Persons
• Form 1042-S, Foreign Person's U.S. Source Income Subject to Withholding
• Form 1042-T, Annual Summary and Transmittal of Forms 1042-S
• Publication 515, Withholding of Tax on Nonresident Aliens and Foreign Entities
• Publication 1187, Specifications for Electronic Filing of Form 1042-S, Foreign Person’s U.S. Source Income Subject to Withholding PDF